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This blog comments on key developments as they occur, legal and regulatory issues as they arise, and ones that are relevant to every financial services specialist.

Blog

FCA Review of AML failings at challenger banks

Topic: Financial Services Regulatory and Risk 27.05.2022 Read more
Blog

FCA consults on British Steel redress scheme

Topic: Financial Services Regulatory and Risk 22.12.2021 Read more
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Blog

FCA looks to tighten up appointed representative regime

Topic: Financial Services Regulatory and Risk 08.12.2021 Read more
Blog

Pure Legal interest only mortgage claim struck out

Topic: Financial Services Regulatory and Risk 05.11.2021 Read more
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FCA set to expand climate-related reporting rules

Topic: Financial Services Regulatory and Risk 17.05.2021 Read more
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Pure Legal interest only mortgage claim – judgment in favour of the mortgage broker on limitation grounds as judge finds the damage was patent not latent

Topic: Financial Services Regulatory and Risk 13.05.2021 Read more
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When is a complaint a complaint under DISP?

Topic: Financial Services Regulatory and Risk 21.04.2021 Read more
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Additions to FCA DB Transfer Guidance Published

Topic: Financial Services Regulatory and Risk

The FCA have published finalised guidance regarding defined benefit pension transfers. The latest publication amends and adds to the draft published in June 2020.

06.04.2021 Read more
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Adams v Carey – where does the Court of Appeal's decision leave the SIPP market?

Topic: Financial Services Regulatory and Risk 01.04.2021 Read more
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Blog

FCA publishes finalised guidance for firms on the fair treatment of vulnerable customers

Topic: Financial Services Regulatory and Risk

Published by Claudia Schlossberger, Paralegal

In February 2021, the FCA published guidance on the fair treatment of vulnerable customers with the aim of improving their customer experience.

22.03.2021 Read more