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This blog comments on key developments as they occur, legal and regulatory issues as they arise, and ones that are relevant to every financial services specialist.

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TPR announces new approach for pension regulations

Topic: Financial Services Regulatory and Risk 17.05.2018 Read more
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Cybercrime and its impact on D&O insurance

Topic: Financial Services Regulatory and Risk 15.05.2018 Read more
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FSCS – reviewing the funding of the fund of last resort

Topic: Financial Services Regulatory and Risk 09.05.2018 Read more
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The FCA publishes its 2018/19 Business Plan

Topic: Financial Services Regulatory and Risk 23.04.2018 Read more
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Unregulated cryptocurrencies – an end in sight?

Topic: Financial Services Regulatory and Risk 18.04.2018 Read more
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FCA success in the High Court: Compensation of £16.9m awarded to misled investors

Topic: Financial Services Regulatory and Risk 16.04.2018 Read more
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ESMA cracks down on the sale of binary options and CFDs to retail investors

Topic: Financial Services Regulatory and Risk 29.03.2018 Read more
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FCA reviews approach to enforcement and penalties

Topic: Financial Services Regulatory and Risk

Published by Ashley Daniells, Associate and more.

The FCA has announced plans in its recent consultation paper on enforcement to review how it applies penalties which have gone from record highs to record lows over the past 5 years.

28.03.2018 Read more
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Changes on the horizon - FCA consults on non-workplace pensions

Topic: Financial Services Regulatory and Risk 22.02.2018 Read more
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Privilege: A welcome respite from ENRC?

Topic: Financial Services Regulatory and Risk

Published by Davina Given, Partner and more.

Are interviews held with employees to prepare a report intended to deter a governmental authority from taking legal action privileged?

05.02.2018 Read more