Has the FCA made settling more appealing?

Published on 02 March 2017

Changes to the Regulatory Enforcement Process

Significant changes to the FCA enforcement process for firms and individuals under investigation came into force on 1 March 2017, following the release of a joint Policy Statement by the FCA and PRA in February 2017. These changes have been introduced following a review by HM Treasury and the Green Report, with the aim of improving the transparency and effectiveness of the regulators’ enforcement processes.