Latest by Lauren Murphy

Blog

FCA sees SM&CR as catalyst and opportunity to transform culture in financial services

Published on 09 January 2020. By Lauren Murphy, Associate and Jonathan Charwat, Senior Associate

Green tint 4

Its recent 'Dear CEO' letter, the FCA sets out its expectations on firms and Senior Managers in tackling non-financial misconduct. For some time the FCA has emphasised the importance of culture at firms causing financial conduct issues. In this recent letter, the FCA makes clear that non-financial misconduct will be a key focus for its supervision of firms and senior managers.

Read more