Latest by James Wickes

Blog

New Guidance on when lawyers can attend an SFO section 2 interview

Published on 18 August 2016. By James Wickes, Partner

Untinted 5

On 6 June 2016, the SFO issued 3 short guidance notes to replace the Operational Handbook that had previously governed interviews under Section 2 of the Criminal Justice Act 1987 (Section 2).

Read more
Blog

IFAs quizzed by FCA over insistent clients

Published on 14 December 2015. By James Wickes, Partner

The FCA has asked IFAs to explain how they deal with situations where clients wish to act against advice on pension transfers.

Read more
Blog

Interest Rate Hedging Products Mis-selling Update

Published on 30 May 2013. By James Wickes, Partner

(The following article by Simon Greenley/James Wickes was first published in Insurance Day (www.insuranceday.com) on 30 May 2013).

Read more
Blog

FCA launches thematic probe into 'transition management' in asset management sector

Published on 09 May 2013. By James Wickes, Partner

It has been reported in the FT overnight that the FCA is swooping on the London offices of the world’s biggest banks and asset managers in a new probe aimed at a widespread (and lucrative) business known as "transition management".

Read more
Blog

"Transition management" – possible notifications from FCA investigations

Published on 09 May 2013. By James Wickes, Partner

It has been reported in the FT overnight that the FCA is swooping on the London offices of the world’s biggest banks and asset managers in a new probe aimed at a widespread (and reportedly lucrative) type of business known in the industry as "transition management".

Read more
Blog

Interest Rate Hedging Products Mis-selling

Published on 06 December 2012. By James Wickes, Partner

On Friday 29 June 2012, the FSA published its initial report on the mis-selling of Interest Rate Hedging Products ("IRHP") to SME businesses, following a two month investigation.

Read more
Blog

Directors & Officers beware - the SFO gets serious

Published on 03 May 2012. By James Wickes, Partner

Following the collapse of various high profile cases and the subsequent inquiry into its practices, change is clearly rife at the Serious Fraud Office.

Read more
Blog

PPI – end of an era or a new chapter?

Published on 08 March 2012. By James Wickes, Partner

The FOS recently released its latest six-monthly figures showing the types and levels of complaints received by financial institutions.

Read more
Blog

PPI: The storm before the hurricane?

Published on 31 August 2011. By James Wickes, Partner

Yesterday the FSA announced the levels of redress paid by firms during the first six months of 2011 to consumers who have complained about mis-selling of PPI.

Read more