Fresh Perspectives

Publication

Money Covered: The Week that Was - 25 August

Topic: Professional and Financial Risks 25.08.2023 Read more
Publication

Money Covered: The Week that Was - 04 August

Topic: Professional and Financial Risks 04.08.2023 Read more
Blog

Fix up, look sharp: FRC update

Topic: Professional and Financial Risks 01.08.2023 Read more
Publication

Money Covered: The Week that Was - 28 July

Topic: Professional and Financial Risks 28.07.2023 Read more
Money Covered Podcast by RPC
Publication

Money Covered: The Week that Was - 07 July

Topic: Professional and Financial Risks 07.07.2023 Read more
Blog

FCA announces thematic review of retirement income advice

Topic: Financial Services Regulatory and Risk 01.03.2023 Read more
Blog

FCA responds to criticism of the Public Accounts Committee when it comes to BSPS with rejection of suggestion it should reconsider a wider defined benefit transfer review

Topic: Financial Services Regulatory and Risk 03.10.2022 Read more
Exterior and sunset
Blog

FCA Review of AML failings at challenger banks

Topic: Financial Services Regulatory and Risk

Published by James Wickes, Partner and more.

Throughout 2021, the FCA conducted a detailed review into the financial crime controls of challenger banks as they continued to enter the UK financial industry at a rapid pace. Their surge in popularity is partially linked to the Covid-19 pandemic, which has prompted significant changes in the habits of service providers worldwide. Whilst the FCA's review indicated some evidence of good practice, it is clear that challenger banks must do more to reduce the significant risks of financial crime occurring both at the time of customer onboarding and throughout the subsequent customer journey.

27.05.2022 Read more
Blog

FCA consults on British Steel redress scheme

Topic: Financial Services Regulatory and Risk 22.12.2021 Read more
Exterior and sunset
Blog

FCA looks to tighten up appointed representative regime

Topic: Financial Services Regulatory and Risk

Published by George Smith, Partner

On Friday the FCA published a consultation paper on potential changes to the existing appointed representative (AR) regime.

08.12.2021 Read more