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This blog comments on key developments as they occur, legal and regulatory issues as they arise, and ones that are relevant to every financial services specialist.

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FCA consults on British Steel redress scheme

Topic: Financial Services Regulatory and Risk 22.12.2021 Read more
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FCA looks to tighten up appointed representative regime

Topic: Financial Services Regulatory and Risk 08.12.2021 Read more
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Pure Legal interest only mortgage claim struck out

Topic: Financial Services Regulatory and Risk 05.11.2021 Read more
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FCA set to expand climate-related reporting rules

Topic: Financial Services Regulatory and Risk 17.05.2021 Read more
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Pure Legal interest only mortgage claim – judgment in favour of the mortgage broker on limitation grounds as judge finds the damage was patent not latent

Topic: Financial Services Regulatory and Risk 13.05.2021 Read more
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When is a complaint a complaint under DISP?

Topic: Financial Services Regulatory and Risk 21.04.2021 Read more
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Additions to FCA DB Transfer Guidance Published

Topic: Financial Services Regulatory and Risk 06.04.2021 Read more
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Adams v Carey – where does the Court of Appeal's decision leave the SIPP market?

Topic: Financial Services Regulatory and Risk

Published by Rachael Healey, Partner and more.

The Court of Appeal has today dismissed Mr Adams' appeal against Carey in respect of COBS 2.1.1R. However, the appeal in relation to s.27 FSMA has been upheld. We discuss the background to the proceedings, the Court of Appeal decision and where it takes the SIPP (and wider financial services) market.

01.04.2021 Read more
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FCA publishes finalised guidance for firms on the fair treatment of vulnerable customers

Topic: Financial Services Regulatory and Risk 22.03.2021 Read more
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FOS and the Adams v Carey decision – where are we as the Court of Appeal hearing starts?

Topic: Financial Services Regulatory and Risk

Published by Rachael Healey, Partner

02.03.2021 Read more