Fresh Perspectives
Publication
Money Covered: The Week that Was - 25 August
Topic: Professional and Financial Risks 25.08.2023 Read more
Publication
Money Covered: The Week that Was - 04 August
Topic: Professional and Financial Risks 04.08.2023 Read more
Blog
Fix up, look sharp: FRC update
Topic: Professional and Financial Risks 01.08.2023 Read more
Publication
Money Covered: The Week that Was - 28 July
Topic: Professional and Financial Risks 28.07.2023 Read more
Publication
Money Covered: The Week that Was - 07 July
Topic: Professional and Financial Risks 07.07.2023 Read more
Blog
FCA announces thematic review of retirement income advice
Topic: Financial Services Regulatory and Risk 01.03.2023 Read more
Blog
FCA responds to criticism of the Public Accounts Committee when it comes to BSPS with rejection of suggestion it should reconsider a wider defined benefit transfer review
Topic: Financial Services Regulatory and Risk 03.10.2022 Read more
Blog
FCA Review of AML failings at challenger banks
Topic: Financial Services Regulatory and RiskThroughout 2021, the FCA conducted a detailed review into the financial crime controls of challenger banks as they continued to enter the UK financial industry at a rapid pace. Their surge in popularity is partially linked to the Covid-19 pandemic, which has prompted significant changes in the habits of service providers worldwide. Whilst the FCA's review indicated some evidence of good practice, it is clear that challenger banks must do more to reduce the significant risks of financial crime occurring both at the time of customer onboarding and throughout the subsequent customer journey.
27.05.2022 Read more
Blog
FCA consults on British Steel redress scheme
Topic: Financial Services Regulatory and Risk 22.12.2021 Read more
Blog
FCA looks to tighten up appointed representative regime
Topic: Financial Services Regulatory and RiskOn Friday the FCA published a consultation paper on potential changes to the existing appointed representative (AR) regime.
08.12.2021 Read more